SIE Exam Starter Study Guide

Authors

• Jack Heltzel, St. John Fisher University

Document Type

Poster Presentation

Publication Date

4-17-2026

Keywords

fsc2026

Abstract

For the Fisher Showcase I plan to talk about my time at my internship in Financial Planning this semester. I have learned a lot and had a lot of fun while doing it. As an extension to my internship, I have created a SIE Exam starter study guide for anyone who is looking to break into the securities industry and haven't received their certifications yet. I decided to create a starter study guide that covers the basics of the exam to allow the learner to get their feet wet without overwhelming them. I have also included resources I have been using to study for the exam in the guide as well, and I encourage the learner to use those as the next step in their journey.

Comments

Poster presented at the 2026 Fisher Showcase, St. John Fisher University, April 17, 2026.

Publication Information

Heltzel, Jack, "SIE Exam Starter Study Guide" (2026). Fisher Showcase 2026. Paper 208.
https://fisherpub.sjf.edu/fsc2026/208

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